AMF – Advisor's Edge

AMF seeks to enhance financial industry complaint handling

Katie — Fri, 10 Sep 2021 17:46:39 +0000

Proposal would harmonize standards throughout Quebec's financial sector

michelleschriver — Mon, 14 Dec 2020 17:07:54 +0000

The firm failed to adopt recommendations from the regulator, internal auditors

michelleschriver — Fri, 07 Aug 2020 19:49:47 +0000

The committee will advise on fund management and distribution

gregdalgetty — Thu, 12 Mar 2020 19:49:38 +0000

The regulator is encouraging investors to be calm and vigilant

gregdalgetty — Mon, 10 Feb 2020 15:37:55 +0000

Members serve three-year terms

gregdalgetty — Fri, 20 Dec 2019 19:51:11 +0000

Unregistered dealing and illegal distribution lead to a 90-day jail sentence

gregdalgetty — Fri, 08 Nov 2019 20:10:00 +0000

U.S. court enters final judgment on unregistered initial coin offering

gregdalgetty — Fri, 08 Nov 2019 19:18:46 +0000

Lacroix had been serving in the role on an interim basis since the beginning of the year

michelleschriver — Thu, 19 Sep 2019 16:42:39 +0000

More than half of reviewed cases required remedial action

gregdalgetty — Mon, 09 Sep 2019 19:08:21 +0000

Oumar Diallo will be the regulator’s front man with the fintech industry