Derivatives – Advisor's Edge

CSA finalizes derivatives conduct rules

michelleschriver — Thu, 28 Sep 2023 17:56:14 +0000

Canada remained the last G20 country without conduct standards for OTC derivatives markets

michelleschriver — Fri, 08 Sep 2023 17:24:23 +0000

Wedbush Securities fined for compliance failings

Mark — Thu, 06 Jul 2023 18:03:55 +0000

Regulators issue guidance on valuation, liquidity and custody issues for crypto funds

melissa — Fri, 30 Jun 2023 21:06:38 +0000

Banks can only enter into new transactions with clients that reference CDOR if the transaction hedges or offsets existing exposures

jameslangton — Wed, 17 May 2023 19:27:54 +0000

Rising rates, benchmark reform, commodity prices all affected activity

gregmeckback — Fri, 12 May 2023 17:24:39 +0000

Laurentian Bank Securities sanctioned for supervisory shortcomings

michelleschriver — Thu, 04 May 2023 18:37:07 +0000

As LIBOR ends, regulators cut firms some slack

gregmeckback — Tue, 28 Mar 2023 22:03:58 +0000

Exchange proposes new client ID requirements

michelleschriver — Thu, 09 Feb 2023 19:17:09 +0000

Firm failed to prevent unauthorized access to exchange's electronic trading system

gregmeckback — Tue, 31 Jan 2023 21:02:14 +0000

Regulators issue revised principles for regulation, supervision of commodity derivatives