Insider trading – Advisor's Edge https://phoenix.advisor.ca The best news source for Canadian financial advisors. Investments, financial markets, insurance, practice management, tax and estate planning Wed, 23 Aug 2023 16:39:19 +0000 en-CA hourly 1 https://wordpress.org/?v=5.9.3 https://phoenix.advisor.ca/wp-content/uploads/sites/5/2018/05/cropped-advisor-ico-32x32.png Insider trading – Advisor's Edge https://phoenix.advisor.ca 32 32 NFT insider trader catches jail term https://phoenix.advisor.ca/news/industry-news/nft-insider-trader-catches-jail-term/ Wed, 23 Aug 2023 16:39:19 +0000 https://www.advisor.ca/?p=230011 Former OpenSea product manager sanctioned for scheme

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]]> Adviser’s insider trading more extensive than SEC thought https://phoenix.advisor.ca/news/regulation/advisers-insider-trading-more-extensive-than-sec-thought/ Wed, 02 Aug 2023 17:04:10 +0000 https://www.advisor.ca/?p=229398 Offshore stock trades came alongside previously-sanctioned options trades

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]]> Ex-Goldman banker guilty of insider trading https://phoenix.advisor.ca/news/industry-news/ex-goldman-banker-guilty-of-insider-trading/ Thu, 22 Jun 2023 19:19:58 +0000 https://www.advisor.ca/?p=227095 SEC data analysis uncovered scheme involving Wall Street banker, trader

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]]> Ex-trader admits to second insider trading scheme https://phoenix.advisor.ca/news/industry-news/oops-i-did-it-again/ Fri, 26 May 2023 17:57:08 +0000 https://www.advisor.ca/?p=225966 Tips on upcoming mergers involving SPACs allegedly sent to friend

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]]> Man jailed for tipping in first-ever crypto insider trading case https://phoenix.advisor.ca/news/industry-news/man-jailed-for-tipping-in-first-ever-crypto-insider-trading-case/ Wed, 10 May 2023 17:54:07 +0000 https://www.advisor.ca/?p=225357 Former Coinbase product manager tipped off planned asset listings

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]]> OSC sanctions former investment banker for insider trading https://phoenix.advisor.ca/news/industry-news/osc-sanctions-former-investment-banker-for-insider-trading/ Thu, 23 Feb 2023 18:16:14 +0000 https://www.advisor.ca/?p=222177 Man settled allegations of trading ahead of miner's acquisition

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]]> Crypto insider pleads guilty in tipping case https://phoenix.advisor.ca/news/industry-news/crypto-insider-pleads-guilty-in-tipping-case/ Tue, 07 Feb 2023 20:54:40 +0000 https://www.advisor.ca/?p=221623 Ex-Coinbase employee admitted guilt in first crypto insider trading scheme

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]]> U.S. class action settlements surge in 2022 https://phoenix.advisor.ca/news/economic/u-s-class-action-settlements-surge-in-2022/ Wed, 25 Jan 2023 19:40:40 +0000 https://www.advisor.ca/?p=221145 Strong investor recoveries expected to continue in the year ahead

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]]> Advisor hit hardest in Amaya Gaming insider trading case https://phoenix.advisor.ca/news/industry-news/advisor-hit-hardest-in-amaya-gaming-insider-trading-case/ Mon, 23 Jan 2023 19:33:44 +0000 https://www.advisor.ca/?p=221043 An Ontario tribunal handed down $5.1 million in penalties and other costs

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]]> BCSC settles insider trading allegations https://phoenix.advisor.ca/news/industry-news/bcsc-settles-insider-trading-allegations/ Fri, 13 Jan 2023 19:47:58 +0000 https://www.advisor.ca/?p=220742 Firm, director banned for three years, agree to pay $200,000

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