National regulator – Advisor's Edge https://phoenix.advisor.ca The best news source for Canadian financial advisors. Investments, financial markets, insurance, practice management, tax and estate planning Tue, 28 Mar 2023 16:38:48 +0000 en-CA hourly 1 https://wordpress.org/?v=5.9.3 https://phoenix.advisor.ca/wp-content/uploads/sites/5/2018/05/cropped-advisor-ico-32x32.png National regulator – Advisor's Edge https://phoenix.advisor.ca 32 32 Senate confirms new SEC commissioners https://phoenix.advisor.ca/news/industry-news/senate-confirms-new-sec-commissioners/ Fri, 17 Jun 2022 19:38:08 +0000 https://www.advisor.ca/?p=210881 Jaime Lizárraga and Mark Toshiro Uyeda to replace Lee and Roisman

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SEC seeks level playing field for retail investors https://phoenix.advisor.ca/news/industry-news/sec-seeks-level-playing-field-for-retail-investors/ Wed, 08 Jun 2022 20:49:55 +0000 https://www.advisor.ca/?p=210418 Regulator to consider sweeping market structure reforms

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FCA aims to boost listings https://phoenix.advisor.ca/news/industry-news/fca-aims-to-boost-listings/ Fri, 27 May 2022 19:13:29 +0000 https://www.advisor.ca/?p=209908 Regulator launches new consultation on reforms to enhance public markets

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A national regulator? Sure, but it will take a miracle https://phoenix.advisor.ca/news/industry-news/a-national-regulator-sure-but-it-will-take-a-miracle/ Tue, 05 Oct 2021 19:00:34 +0000 https://www.advisor.ca/?p=200910 Ontario taskforce chair sees stalemate on national regulator and passport

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Letter to the editor: Don’t underestimate credentialing bodies https://phoenix.advisor.ca/my-practice/conversations/letter-to-the-editor-dont-underestimate-credentialing-bodies/ Tue, 11 May 2021 13:30:01 +0000 https://www.advisor.ca/?p=194711 FP Canada responds to March article

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Budget promises funding for national regulator effort https://phoenix.advisor.ca/news/industry-news/budget-promises-funding-for-national-regulator-effort/ Tue, 20 Apr 2021 01:47:35 +0000 https://www.advisor.ca/?p=193979 Feds pledge funding for CSTO, despite recent demise of CMAIO

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Shuttering of national securities regulator came as no surprise to industry https://phoenix.advisor.ca/news/industry-news/shuttering-of-national-securities-regulator-came-as-no-surprise-to-industry/ Tue, 06 Apr 2021 22:24:56 +0000 https://www.advisor.ca/?p=193441 Now that the project has been shelved, Ottawa and the provinces can focus on improving securities regulation, experts say

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CSA extends Morisset’s term https://phoenix.advisor.ca/news/industry-news/csa-extends-morissets-term/ Thu, 01 Apr 2021 17:57:59 +0000 https://www.advisor.ca/?p=193373 Until mid-2022, Hoyt remains vice-chair and Vingoe will head the CSA policy team

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National regulator effort effectively over https://phoenix.advisor.ca/news/industry-news/national-regulator-effort-effectively-over/ Thu, 01 Apr 2021 13:17:02 +0000 https://www.advisor.ca/?p=193348 CMAIO operations have been paused and staff laid off

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Ontario moving ahead with expanded mandate for OSC https://phoenix.advisor.ca/news/industry-news/ontario-moving-ahead-with-expanded-mandate-for-osc/ Wed, 24 Mar 2021 20:07:09 +0000 https://www.advisor.ca/?p=193067 The provincial budget signals action on certain proposals from the modernization task force

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