regulatory reform – Advisor's Edge

CSA chair outlines projects, commits to “thoughtful” regulatory approach

michelleschriver — Thu, 05 Oct 2023 20:25:24 +0000

Industry watchdogs can't "sit in an ivory tower" as they push for industry change, said Stan Magidson

michelleschriver — Thu, 05 Oct 2023 19:29:53 +0000

Regulators set interim rules for fiat-backed cryptoassets

michelleschriver — Thu, 28 Sep 2023 17:56:14 +0000

Canada remained the last G20 country without conduct standards for OTC derivatives markets

michelleschriver — Thu, 21 Sep 2023 18:59:05 +0000

Proposal aims to ease regulatory costs, encourage capital formation by mature issuers

allan — Thu, 03 Aug 2023 18:50:48 +0000

Margins, profits to be squeezed as consumer protections boosted

allan — Thu, 03 Aug 2023 18:26:27 +0000

Regulators say suitability assessments and disclosure aren't adequate for firms that deal only in proprietary products

melissa — Fri, 30 Jun 2023 21:06:38 +0000

Banks can only enter into new transactions with clients that reference CDOR if the transaction hedges or offsets existing exposures

Mark — Tue, 18 Apr 2023 19:15:31 +0000

Regulator addresses criticism of its agenda in revised priorities

gregmeckback — Fri, 10 Mar 2023 20:10:51 +0000

Despite risks, lure of flows, revenues expected to keep managers keen on green funds: Fitch

gregmeckback — Fri, 10 Mar 2023 20:04:37 +0000

Research finds financial fallout of Fort McMurray wildfire comparable to global financial crisis