Regulatory – Advisor's Edge https://phoenix.advisor.ca The best news source for Canadian financial advisors. Investments, financial markets, insurance, practice management, tax and estate planning Thu, 05 Oct 2023 20:25:24 +0000 en-CA hourly 1 https://wordpress.org/?v=5.9.3 https://phoenix.advisor.ca/wp-content/uploads/sites/5/2018/05/cropped-advisor-ico-32x32.png Regulatory – Advisor's Edge https://phoenix.advisor.ca 32 32 CSA chair outlines projects, commits to “thoughtful” regulatory approach https://phoenix.advisor.ca/news/industry-news/csa-chair-outlines-projects-commits-to-thoughtful-regulatory-approach/ Thu, 05 Oct 2023 20:25:24 +0000 https://www.advisor.ca/?p=231540 Industry watchdogs can't "sit in an ivory tower" as they push for industry change, said Stan Magidson

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CSA issues new guidance for stablecoins https://phoenix.advisor.ca/news/industry-news/csa-issues-new-guidance-for-stablecoins/ Thu, 05 Oct 2023 19:29:53 +0000 https://www.advisor.ca/?p=231529 Regulators set interim rules for fiat-backed cryptoassets

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Court rejects Binance’s challenge of OSC investigation https://phoenix.advisor.ca/news/regulation/court-rejects-binances-challenge-of-osc-investigation/ Fri, 29 Sep 2023 21:00:43 +0000 https://www.advisor.ca/?p=231352 Undertaking doesn't preclude regulator's enforcement action, court finds

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FP Canada calls for fee fairness under title protection https://phoenix.advisor.ca/news/industry-news/fp-canada-calls-for-fee-fairness-under-title-protection/ Tue, 26 Sep 2023 19:48:27 +0000 https://www.advisor.ca/?p=231142 FSRA's fee rule for credentialing bodies exempts CIRO from full costs

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Task force issues disclosure recommendations for nature, biodiversity risk https://phoenix.advisor.ca/news/industry-news/task-force-issues-disclosure-recommendations-for-nature-biodiversity-risk/ Tue, 19 Sep 2023 18:32:36 +0000 https://www.advisor.ca/?p=230914 The aim is informed capital allocation decisions

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IOSCO details DeFi policy proposals https://phoenix.advisor.ca/news/industry-news/iosco-details-defi-policy-proposals/ Fri, 08 Sep 2023 19:43:46 +0000 https://www.advisor.ca/?p=230574 Regulators aim to harmonize rules for decentralized finance and traditional finance

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Crypto a threat to financial, economic stability https://phoenix.advisor.ca/news/industry-news/crypto-a-threat-to-financial-economic-stability/ Thu, 07 Sep 2023 20:48:20 +0000 https://www.advisor.ca/?p=230530 FSB and IMF call for comprehensive regulation of crypto sector

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FSRA revokes licence of life agent who sold repeat policies https://phoenix.advisor.ca/insurance/life/fsra-revokes-licence-of-life-agent-who-sold-repeat-policies/ Thu, 07 Sep 2023 19:51:16 +0000 https://www.advisor.ca/?p=230479 Alleged misconduct included untrustworthiness, fraud and deception

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FSRA finalizes credit unions’ operational guidance https://phoenix.advisor.ca/news/industry-news/fsra-finalizes-credit-unions-operational-guidance/ Fri, 18 Aug 2023 18:18:05 +0000 https://www.advisor.ca/?p=229843 Regulator supports firms' efforts to address ESG risks

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OSC compliance reviews focus on CFRs, crypto firms https://phoenix.advisor.ca/news/industry-news/osc-compliance-reviews-focus-on-cfrs-crypto-firms/ Thu, 27 Jul 2023 19:42:09 +0000 https://www.advisor.ca/?p=229191 Report on industry conflicts to be published soon with CSA, CIRO

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