Whistleblower – Advisor's Edge

Private firms must follow whistleblower rules too: SEC

michelleschriver — Fri, 08 Sep 2023 17:47:31 +0000

Company sanctioned for employee agreements that waived rights to whistleblower awards

gregmeckback — Fri, 05 May 2023 18:03:28 +0000

Record-setting payout follows tip that caused regulator to widen ongoing investigation, prompted action from a second federal agency

gregmeckback — Fri, 31 Mar 2023 19:50:52 +0000

Tipster fails to sway regulator on divvying up reward

Mark — Mon, 20 Mar 2023 16:45:38 +0000

The insider provided information the commission otherwise could not have obtained

michelleschriver — Thu, 09 Mar 2023 19:29:22 +0000

OSC touts success of tip line, hopes to expand its reach

gregmeckback — Fri, 13 Jan 2023 19:25:55 +0000

Earlier tip didn't prompt investigation or enforcement action, regulator rules

Mark — Mon, 19 Dec 2022 19:56:58 +0000

Regulator set aside timing requirements and ordered award for anonymous tips

gregmeckback — Fri, 15 Jul 2022 18:32:12 +0000

Whistleblowers get US$3 million each in payouts for alerting SEC to suspected misconduct

Mark — Tue, 01 Mar 2022 17:29:58 +0000

Tipsters were paid $240,000 for information that led the regulator to open an investigation

michelleschriver — Fri, 19 Nov 2021 20:01:41 +0000

The U.S. regulator reported a record year for whistleblowers