An ex-Rochdale Securities trader is being charged with fraud.
An ex-Rochdale Securities trader is being charged with fraud, after an alleged attempt to profit from a $1 billion purchase of Apple stock, reports CNBC.com.
Allegations say David Miller, 40, sought to profit from trades of more than 1.6 million Apple shares. He also tried to protect himself against a fall in company profits by using a hedging strategy that involved defrauding another broker.
The proportion of women CEOs in the CSA's sample remains 5%, as in the past three annual reports
BMO tops equity league tables, RBC leads debt rankings
Industry watchdogs can't "sit in an ivory tower" as they push for industry change, said Stan Magidson
Clients satisfied with advisors, despite fewer fee and suitability discussions
Help clients get the maximum benefit from these accounts
Laurentian Bank has announced further executive shifts following its leadership change earlier this month
Ontario court allows U.S. shareholders to pursue both cases
Report finds the technology is being used to segment clients and generate insights