If the Autorité des marchés financiers investigates you or your practice, you’re obliged to answer all its questions.
If the Autorité des marchés financiers investigates you or your practice, you’re obliged to answer all its questions.
So says a ruling by the Quebec Appeal Court.
Outraged? The Supreme Court of Canada has refused to re-open this case.
To find out what this means for your practice, read the article Enquêtes de l’AMF : silence interdit! on our sister site, Conseiller.ca.
(Note, it’s in French.)
The proportion of women CEOs in the CSA's sample remains 5%, as in the past three annual reports
BMO tops equity league tables, RBC leads debt rankings
Industry watchdogs can't "sit in an ivory tower" as they push for industry change, said Stan Magidson
Clients satisfied with advisors, despite fewer fee and suitability discussions
Help clients get the maximum benefit from these accounts
Laurentian Bank has announced further executive shifts following its leadership change earlier this month
Ontario court allows U.S. shareholders to pursue both cases
Report finds the technology is being used to segment clients and generate insights