Broadridge Financial Solutions today announced Credential Securities Inc.’s conversion to a self-clearing IIROC brokerage firm will be powered by Broadridge’s Dataphile securities processing and advisor desktop platform.

In addition to implementing Broadridge’s Dataphile solution to power their self-clearing brokerage offering, Credential also selected Broadridge Canada’s Smart Document Fulfillment solution. This automated data processing and document delivery service for post-sale fulfillment of transaction confirmations and regulatory Fund Facts and Prospectus documents, facilitates Credential’s compliance with Point-of-Sale (POS) regulations.

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