The Investment Industry Regulatory Organization of Canada has published an updated policy priorities report.
The report outlines initiatives that are in the implementation phase, as well as those that will be released for comment over the next year. The commission says the list of proposals will help dealer members better prepare for rules and process changes.
“We have developed this report to ensure…our policy agenda is fully transparent to our stakeholders, and that market participants are aware of what’s on the [regulatory] horizon,” says IIROC president and CEO Susan Wolburgh Jenah.
The report will be updated on a quarterly basis.
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