The OSC has made the members of its Registrant Advisory Committee public.
They’ll serve from 2015 to 2017. The committee is a forum to discuss issues in interpreting and complying with Ontario securities law. It also provides feedback to the OSC on the development and implementation of policy.
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Debra Foubert, director of the Compliance and Registrant Regulation Branch, will continue to chair the committee. Members represent the different registration categories and business models overseen by the OSC.
Members:
Robert Maxwell | Arrow Capital Management Inc. |
Prema K. R. Thiele | Borden Ladner Gervais LLP |
Leonard Racioppo | Coerente Capital Management Inc. |
Matthew Irwin | Ewing Morris & Co. Investment Partners Ltd. |
Richard Goldstein | First Republic Capital Corporation |
Eric Adelson | Invesco Canada Ltd. |
Brent H. Moore | Mackenzie Financial Corporation |
Catherine Chamberlain | Vanguard Investments Canada Inc. |
Cora Pettipas | National Exempt Market Association |
Matthew Brady | Mutual Fund Dealers Association of Canada |
Sandra Blake | Investment Industry Regulatory Organization of Canada |
Cathy Tuckwell | Portfolio Management Association of Canada and 1832 Asset Management L.P. |
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