The Autorité des marchés financiers (AMF) has launched a penal proceeding against Sylvain Laroche, born August 6, 1961*, for illegal distributions and illegal practice as a securities dealer and derivatives adviser. He’s now facing 11 charges, and the AMF is seeking $432,000 in fines from him. Laroche allegedly convinced two investors to make investments in […]
Quebec's Autorité des marchés financiers (AMF) is warning residents of that province about online solicitations for foreign currency speculation websites not registered with the regulator.
The Autorité des marchés financiers (AMF) has launched penal proceedings in the judicial district of Iberville against Richard Longpré for violations in connection with illegal distributions. The AMF filed 133 charges and is seeking fines totalling $1,305,000 and a prison term. More specifically, the AMF accuses Longpré of acting illegally as a securities dealer on […]
The Autorité des marchés financiers (AMF) has launched penal proceedings in the judicial district of Saint-Hyacinthe against Claude Mercier for violations in connection with illegal distributions. The AMF has filed 84 charges and is seeking fines totalling $1,845,000 and a prison term. More specifically, the AMF accuses Claude Mercier of acting illegally as a securities […]
The Autorité des marchés financiers (AMF) has launched penal proceedings against Hooshang Imanpoorsaid and is seeking fines totalling $376,000. The AMF alleges that Hooshang Imanpoorsaid illegally pursued activities as a securities dealer on 19 occasions and made 13 illegal distributions, mainly debt securities bearing an interest rate of as high as 18%. The AMF further […]
The Autorité des marchés financiers (AMF) has launched a penal proceeding against Hershey Rosen in the Court of Quebec, district of Montreal, and is seeking $810,000 in fines and a prison term in connection with this matter.
The Autorité des marchés financiers (AMF) has launched a criminal proceeding against a man they allege helped two companies make illegal investments.