Raymond James' acquisition of 3Macs is symptomatic of a broader industry trend.
Nine of 10 Canadians who use self-directed investing are happy with their experiences.
Sun Life Financial has announced a partnership with brokerage Qtrade Securities Inc.
Insurance broker Hub Financial has bought MGA Partners, an Ontario-based managing general agency, Hub says.
SEC wants to rein in U.S. broker-dealers.
Toronto Dominion is remodeling its advisor compensation plan next year.
BMO Capital Markets was named as one of Canada’s top brokers.
The North American Securities Administrators Association (NASAA) is calling for Congress to implement a fiduciary standard for broker-dealers.
Scotia iTRADE has again ranked first on Surviscor's Online Discount Brokerage scorCard.
Credential Securities, wholly-owned subsidiary of Credential Financial Inc., has become a self-clearing IIROC brokerage firm. This includes the company’s online brokerage, Credential Direct. “In today’s evolving marketplace, our partners’ wealth management services have increased in sophistication and continuing to innovate to meet their needs is our priority,” said Doce Tomic, president and CEO, Credential. “Self-clearing […]