Comments on proposed requirements are due in November
The SRO has said it won’t be holding in-person conferences this year
Advisors will now have access to courses from Learnedly
The proposals deal with accreditation and eligibility periods
SRO has yet to finalize its approach to determining which courses will qualify
Advisors could face suspensions if their firms don’t report credits on time
The MFDA’s public and industry directors have also been approved
The SRO’s proposed rules got the thumbs-up on Thursday
Regulator may outsource task of accrediting CE activity to third-party firms
Proposed changes aimed at simplifying regime out for comment until Aug. 26