A former mutual fund rep from Calgary has been charged with alleged breaches of the Criminal Code.
Manulife Financial Corporation has taken steps to settle pending class-action lawsuits in Ontario and Quebec.
Canada's Ombudsman for Banking Services and Investments (OBSI) has published its strategic plan.
MFDA has announced multiple fines and bans.
The Superior Court dismissed the appeal to set aside the OSC's findings of securities fraud and misrepresentation, and the disgorgement ordered.
Montréal resident Timothée Bessette pleaded guilty, on November 18, 2016, to a tax fraud charge before the Court of Quebec in Longueuil.
What happens when a shareholder does not pay enough for the benefit he received.
The OSC found that in 2006 and 2007, she recommend and facilitated off-book investments for her clients without her employer's knowledge or approval.
OSC’s Joint Serious Offences Team has charged a man with one count of fraud, among other charges.
Find out why Eric Ben-Artzi, a former Deutsche Bank risk officer, has refused his whistleblower payout.