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IIROC wants clearer authority to collect fines across the country.

  • By: Staff
  • August 27, 2015 August 21, 2018
  • 11:06

On July 7, 2015, a hearing panel of the Investment Industry Regulatory Organization of Canada accepted a settlement agreement, with sanctions, between IIROC staff and Geraldine Mannings.

  • By: Staff
  • July 31, 2015 August 21, 2018
  • 14:01

TD Bank has reached a US $20 million settlement with members of a class action suit who allege the bank failed to detect a Ponzi scheme.

  • By: Staff
  • July 17, 2015 August 21, 2018
  • 15:01

A hearing panel of the Central Regional Council of the MFDA has issued its Reasons for Decision in connection with a disciplinary hearing held on June 2, 2015.

  • By: Staff
  • July 14, 2015 August 21, 2018
  • 11:01

Employers who are found non-compliant with foreign worker program rules will now be subject to stiff fines, bans.

  • By: Staff
  • July 6, 2015 August 21, 2018
  • 13:09

Three in 10 small business owners have dealt with the stress and disruption of handling a legal dispute in the last three years.

  • By: Staff
  • June 17, 2015 August 21, 2018
  • 11:36

Testimony in the trial of suspended Conservative Senator Mike Duffy began this week, and his defence lawyer has been using the Income Tax Act to help exonerate his client.

Identity theft in Canada at an all-time high.

  • By: Staff
  • March 11, 2015 August 21, 2018
  • 09:52

If your clients bought electronics between 1999 and 2002, they may now be able to file for rebates.

  • By: Staff
  • March 2, 2015 August 21, 2018
  • 08:50

The OSC has banned Conrad Black from working as a director or officer of a public company, but is allowing him to trade securities.

  • By: Staff
  • February 27, 2015 August 21, 2018
  • 14:59