Research finds 8.9% of cases from 2014-2018 had opt-outs
Senior customer relationship manager announced plans to retire, then decided to stay with the company
Defendant was permanently banned by IIROC in 2018
The lawsuit was filed over a fund that lost 90% of its value overnight
U.S. court recognizes BCSC disgorgement order
The top court said the trusts should not interfere with eligibility for subsidized housing
The sentencing follows a BCSC investigation
The firm is also the subject of a Financial and Consumer Affairs Authority of Saskatchewan investigation
Find out which investor complaint is up significantly
Four brokerages and four brokers were caught in the investigation