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Keyword: Derivatives

78 results found
Business people working in a conference room

CSA finalizes derivatives conduct rules

Canada remained the last G20 country without conduct standards for OTC derivatives markets

gavel

MX sanctions weak trading oversight

Wedbush Securities fined for compliance failings

Two golden coins - Bitcoin and Ethereum

So far so good for crypto funds, but CSA flags risks

Regulators issue guidance on valuation, liquidity and custody issues for crypto funds

U.S.-dollar LIBOR put to pasture as the first phase of CDOR reform ends

Banks can only enter into new transactions with clients that reference CDOR if the transaction hedges or offsets existing exposures

Investment documents signed

OTC derivatives rose along with rates: BIS

Rising rates, benchmark reform, commodity prices all affected activity

Montreal Skyline in winter and Commemorative Jacques Cartier plaque located on the balustrade of the Kondiaronk lookout on Mount Royal

MX fines firm for weak controls

Laurentian Bank Securities sanctioned for supervisory shortcomings

Checking monthly activities and appointments at the office

ASC, OSC give firms deadline extension on derivatives data reporting

As LIBOR ends, regulators cut firms some slack

Old architecture at dusk on street in Old Montreal in Canada

MX seeks market surveillance boost

Exchange proposes new client ID requirements

gavel on a wooden bench

Citigroup sanctioned in MX settlement

Firm failed to prevent unauthorized access to exchange's electronic trading system

Bull and Bear

IOSCO seeks tougher commodity derivative oversight

Regulators issue revised principles for regulation, supervision of commodity derivatives