"Cryptoqueen" Ruja Ignatova, the alleged co-conspirator, remains at large
Investment advisers violated revised marketing rules, regulator alleges
Company sanctioned for employee agreements that waived rights to whistleblower awards
Wedbush Securities fined for compliance failings
Alleged misconduct included untrustworthiness, fraud and deception
Regulators allege the scheme took over US$300 million from investors
Exec is the fourth high-ranking official at the company or its affiliates to plead guilty to criminal charges
Regulators' year in review also detailed crypto oversight, CFR sweep
Long-running venture took in millions from investors, police allege
Firm failed to reveal conflicted fee payments, regulator charged