The Court of Appeal for British Columbia found that the judge did not err in 2019 ruling
FCA fines firm for failing to beef up trading surveillance
Enforcement activity was included in FP Canada's annual report
The scheme even included a reference to "Blue Horseshoe," the code for inside information in the 1987 movie Wall Street
A temporary pandemic innovation is being made permanent
Co-conspirators secretly took control of company's bonds to rig a vote that gave them millions
Scammers posed as legit Wall Street brokers to dupe investors
Failings that inflict broader reputational harm or signal deeper issues are most likely to impact credit ratings
Firms are increasingly reporting digital signature falsification
Enforcement penalties will be used to help fund the new SRO