Tipster gets extra US$2-million payout for tip that led to SEC and DoJ action
Rep sought to repay money with risky options trading
The whistleblower payout of $200M was in part for foreign enforcement
The state invoked investor protection law to shutter unregistered platforms
The accused allegedly diverted investors' funds for personal use
IIROC panel found rep secretly compensated clients, misled investigators
Perpetrator of Poseidon Concepts Corp. scheme pleads to U.S. criminal charges
In a settlement with the OSC, he agreed to pay $1.7 million for operating a successful investment club without registration
Compliance review uncovered rep's secret sideline
Proposed rules aim to address unpaid compensation to harmed investors