Under the proposed rules, everything from TikToks to Insta posts would have to disclose details of promotional activity
The regulator has brought its first enforcement case against an unregistered crypto firm
The regulator has asked for extension to Aug. 12 while its investigation continues
The OSC advisory group will focus on SRO reform, among other issues, in the coming year
The OSC took action amid an ongoing investigation into potential conflicts and misconduct
An individual was banned from working in the securities industry for 10 years after admitting that investor money went for personal use
Court finds an investor's portfolio was too heavily concentrated in preferred shares, but its low-risk strategy was appropriate
The firm agreed to pay more than $1 million to resolve concerns that investors were harmed when the firm cut ties with dealers
Former prosecutor Alex Oh will lead the U.S. regulator's enforcement division
The SRO argues a hearing panel erred by failing to impose a fine against a rep who misappropriated a client's money