The SRO has adopted an early settlement program but scrapped its plan for punishing minor violations
A court has found that penalties imposed by the BCSC should survive the bankruptcy process
The regulator says anonymous online markets were used to traffic information used in illegal trading
There is no evidence that video hearings are unfair, regulator says
The ruling overturns a Superior Court finding from last April
The regulator also ordered the fraudsters to disgorge $1.5 million
Panel sanctions rep for misappropriating client money and fabricating an account statement
The regulator says it will contact clients directly as part of compliance reviews
A hearing panel ordered a penalty that was lower than what enforcement staff sought
An OSC enforcement action against a former rep has extended an existing suspension