Providing suitable clients with these investments can be a way to differentiate yourself.
Exempt Logic Corp. launched beta access to its software product for the exempt market industry. Exempt Logic, the first application developed for the industry, is a cloud-based software application that streamlines compliance, sales, and administrative functions. “Our ultimate goal is transparency,” said Sheldon Stier, founder & CEO, Exempt Logic. “We can all do our jobs […]
The CSA has published revamped proposed changes to National Instrument 51-103, which regards governance and disclosure requirements for venture issuers.
If you’re selling in the exempt market, you’re offering a service as well as a product. Focus on client needs, as well as product suitability.
While it may be tempting to offer exotic investments to your high net worth—or even mass affluent—clientele, advisors should think twice before dipping their toes into the exempt market.
The Exempt Market Dealers Association of Canada is proud to announce the launch of the 2012 EMDA Awards—the exempt market deal of the year.
Alternative investments are becoming viable in a low-yield environment
Pinnacle Wealth Brokers has announced the acquisition of Global Exempt Market Solutions, its closest competitor in the exempt market.