The board's inspections resulted in five restatements of public company financial statements in 2018
The former executive has been charged with fraud
The former rep pleaded guilty to five counts of fraud in the Ontario Court of Justice last April
The SEC says the rep was involved in a pump-and-dump scheme from 2008 to 2014
DIY investors are more aware of fraud than those with advisors, a BCSC survey finds
He was previously banned for fraud
The pair fined has also been charged by the RCMP
Canadians taking action to avoid identity theft and fraud
ASC issues $50K fine and 10-year ban, plus costs
Further, it hikes the amount he must pay in fines