Be wary of risky investment moves suggested by unfamiliar brokers.
A network of thieves across the globe drained millions from cash machines in 27 countries.
As part of a settlement agreement with the British Columbia Securities Commission, Scotia Capital Inc. has paid $65,000 for trading in securities that were subject to cease trade orders and a halt trade order, on behalf of B.C. clients.
A handful of the world’s largest banks are pulling out of the Middle East and Asia.
David Miller, a former trader at Connecticut-based Rochdale Securities, has entered a guilty plea to charges stemming from a fraudulent stock-purchasing scheme, reports the Financial Times.
Nearly half of hedge fund managers believe their competitors engage in illegal activity, finds a survey by law firm Labaton Sucharow LLP, HedgeWorld and the Hedge Fund Association.
Tomorrow is Check Registration Day, says the CSA.
The long arm of the law caught up with a phony ‘fund manager’ who defrauded investors seeking to buy stocks of social media companies including pre-IPO shares of Facebook. An investigation conducted by the Securities and Exchange Commission found a financier living in Florida fleeced investors with claims of special access to coveted social media […]
After serving jail time, Drabinsky now faces the OSC over his fraud charges.
A U.S. hedge fund advisory firm will pay more than $600 million to settle insider-trading charges.