The SEC alleges Yorkville Advisors LLC, its founder, and CFO misrepresented the safety and liquidity of their investments.
Canadians are too lax when it comes to fraud awareness and financial literacy.
The fraud trial of Weizhen Tang—the self-proclaimed “Chinese Warren Buffett”—took a bizarre twist yesterday when Tang took the witness stand to launch his own defense, reports the Globe and Mail.
When fraud happens, know what steps to take.
B.C. regulators have permanently banned a man from the province’s capital markets.
An IIROC panel has found Vinh-Phat Nguyen-Qui liable of several violations.
How to not get sucked into investment fraud—even by someone as artful as Bernie Madoff
The BCSC has launched the second year of its three-year “Be Fraud Aware” campaign, designed to educate Canadians about the dangers of investment fraud. They've launched two commercials, three YouTube videos and have an app being produced.
The OSC has issued sanctions against an Ontario man.
Tan Chi Min, a former RBS derivatives trader, is suing the bank for wrongful dismissal—a case that Financial Times reports is rooted in the LIBOR scandal. Read: How to reform LIBOR: CFA poll Tan was fired in November 2011 for alleged gross misconduct relating to the setting of LIBOR. Now, he counters in his lawsuit […]