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Keyword: FSRA

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Financial Services Regulatory Authority of Ontario logo

The clampdown includes the sale of unsuitable universal life policies

four people straining to pull against a single hand

FSRA's fee rule for credentialing bodies exempts CIRO from full costs

Financial Services Regulatory Authority of Ontario logo

The rule includes the regulator's fee calculations for credentialing bodies

  • By: Staff
  • September 19, 2023 September 19, 2023
  • 16:32

Regulator supports firms' efforts to address ESG risks

confusing array of advisor titles

Regulator sets supervisory priorities for credential providers

Stormy market conditions

Regulator issues proposed guidance for public comment until Aug. 25

  • By: Staff
  • July 31, 2023 July 31, 2023
  • 16:10
Checking monthly activities and appointments at the office

The regulator said those who use titles require more time to comply with the framework

  • By: Staff
  • July 5, 2023 July 6, 2023
  • 14:43
Competition, Arrow Sign, Arrow, Direction, Expressing Positivity,Challenge

Results include action on insurance, title protection complaints

Solution

Group rejects proposed fee exemptions for self-regulatory organization and calls for greater advisor proficiency

  • By: Staff
  • June 6, 2023 June 7, 2023
  • 16:03
gavel

New agent allegedly split commissions with ex-agent and churned clients