Request follows recent SEC decision that found exchanges didn't provide sufficient justification for marketplace fees
The Scotiabank VP has a background in public policy
Winners will be announced on Oct. 25
Integrated full-service firms have outshone independents since 2012, but there's more to the story
This year’s recipient will be announced at the IIAC Top Under 40 award luncheon in October.
The deadline to submit nominations is May 4.
The greatest global issue is cross-border capital flows.
IIAC will induct six business leaders into its Investment Industry Hall of Fame at a gala Thursday night. Read: Woman among IIAC’s 2017 Hall of Fame inductees The new members are: John Pearce Bunting (posthumous), former TSE president Peter Cundill (posthumous), founder of Peter Cundill & Associates Ltd. and the Cundill Value Fund Catherine (Kiki) […]
IIROC, the self-regulatory body for securities dealers, reviewed its Rule 42 last year dealing with conflicts of interest, uncovering some problems related to disclosures and compensation. IIROC surveyed firms in June 2016 to assess the effectiveness of the new conflict of interest rule. Ian Russell, head of IIAC, the industry advocacy group for IIROC members, […]
IIAC announced its 2017-18 board of directors and the group’s first appointment of a female chair. Charyl Galpin, head of the private client division for BMO Nesbitt Burns, has been named chair. “I am honoured to be selected to lead the IIAC Board through this unprecedented structural change to strengthen investor protection and market efficiency, […]