Fees for investment dealers to rise 6.4%, annual report says
An Ontario court rejected an appeal over IIROC sanctions
New branding would replace existing logos by the end of 2024
A review identified gaps in addressing conflicts associated with proprietary products
SRO panel delayed its decision pending proof of repayment that never came
The proposal would allow for disgorged funds to be paid out to victims of industry misconduct
York University's Moshe Milevsky is the new IAP's vice-chair
Fines levied against reps last year soared to $7.9 million from $938,000 in 2021
The new agency has a website but its name will come later
Firm agreed to $100,000 sanction, admitted oversight violations