Deloitte has examined IIROC’s proposal to merge with the MFDA
Comments on proposed requirements are due in November
The SRO will offer five years of funding to the Osgoode Investor Protection Clinic
SRO also reported increase in hardship exemptions
The securities administrators "did not identify concerns" with the SRO
Nominations for market reg and fixed-income committees due Aug. 21
A wide range of dealers have sought regulatory relief
A supervisor in the firm's Calgary office has also been sanctioned
The SRO has said it won’t be holding in-person conferences this year
Comments are due Oct. 23