A forum of industry associations hopes a consolidated SRO will create a more level playing field while strengthening investor protection
The regulators set out their approach to overseeing the fledgling sector
Firms can expect additional guidance relating to KYC and suitability obligations
Prevention is the best approach to dealing with the issue, regulators say
The association delivered its proposed roadmap to inform a CSA decision due this summer
The regulators are reviewing submissions to the consultation that closed in October
The deadline for dealers to nominate candidates is March 12
The MFDA is working on an "implementation roadmap" for its vision for the future of self-regulation
The regulators warned investors about relying on Reddit
The added fee doesn't provide much incentive for improved behaviour, the SRO said