Pending a review, the regulator said the risk of harm to the rep outweighs the risk to the public
Exercise date coincides with test dates in the U.S.
SRO seeks volunteers with crypto experience for working group
IIROC urges investment dealers to start prepping for rule changes now
Two former executives face a hearing next year
Applications are due Dec. 31
IIROC has set date for disciplinary hearing
Protecting material non-public information is paramount when staff work remotely
Proposals modify IIROC's rules to adhere to upcoming regulatory reforms
SRO to host online event Nov. 27, second session on Dec. 17