A former BlackRock fund manager has been arrested as part of an insider trading investigation in Britain.
Level Global Investors LP has agreed to pay more than $21.5 million to settle charges that its co-founder, who also served as a portfolio manager, and its analyst engaged in repeated insider trading in the securities of Dell Inc. and Nvidia Corp.
The banker obtained information through his job of pitching investment ideas to the Canada Pension Plan Investment Board.
The Securities and Exchange Commission has charged the former partner in charge of KPMG's Pacific Southwest audit practice and his friend with insider trading on nonpublic information about firm clients.
A U.S. hedge fund advisory firm will pay more than $600 million to settle insider-trading charges.
An analyst at GLG, a high-profile hedge fund business, is one of three arrested in the UK on suspicion of insider trading, reports FT.com.
The Alberta Securities Commission (ASC) has ruled that John (Bert) Holtby, Dale Holtby, John Shepert, Kenneth Burdeyney and Randall Kowalchuk engaged in illegal insider trading of Edmonton-based Eveready Inc. shares.
CFA Society Toronto and Hillsdale Investment Management report William J. McNally, Andriy Shkilko and Brian F. Smith of Wilfrid Laurier University have won the 2012 Canadian Investment Research Award for their paper, “Do Brokers of Insiders Tip Other Clients?” Read: SEC charges advisor for tipping inside info “One would like to believe there is no […]
The SEC has charged an advisor in Boca Raton, Fla. with illegally tipping inside information he learned about the upcoming sale of a pharmaceutical company in exchange for $35,000 and a jet ski dock.
Level Global Investors managers are convicted of insider trading.