The SEC is charging a Brazilian ex-banker for his role in a Burger King insider-trading scheme.
An ex-Rochdale Securities trader is being charged with fraud.
The SEC filed an emergency action against Well Advantage to freeze its assets less than 24 hours after the firm placed an order to liquidate its entire position in Nexen Inc.
U.S. authorities are going after corrupt traders with renewed vigour. The number of new FBI investigations into insider trading shot up 43% nationwide for the fiscal year that ended September 30, according to a report on FT. Read: Hedge fund founder convicted of insider trading “Since 2009, criminal charges have been filed against 72 hedge […]
An OSC Panel has released its reasons and decision in the matter of Paul Donald, a former RIM officer and employee. Staff alleged Donald engaged in insider trading while at RIM, by purchasing securities of Certicom while in possession of material, undisclosed information, and while in a relationship with the company. It also says Donald […]
Former Goldman Sachs director Rajat Gupta has been found guilty of insider trading.
The Alberta Securities Commission (ASC) has arranged a settlement with former Calgary resident James Twanow for illegal insider trading.
The Alberta Securities Commission (ASC) has concluded a settlement with Edward Twanow, of DeWinton, Alberta, regarding allegations of illegal insider trading of Berens Energy Ltd. Shares. In the settlement agreement, Twanow acknowledged he purchased 20,000 shares of Berens Energy on December 23, 2009, following a discussion he had with his son, who was an engineering […]
The Securities and Exchange Commission has charged a former executive at Yahoo! Inc., along with a former mutual fund manager at an Ameriprise Financial subsidiary, with insider trading.
Michael Douglas, famous for his line “greed is good” in the 1987 film Wall Street, has stepped up as the new spokesman for the FBI in its war against corruption on Wall Street.