Decision on investor priority motion likely to come in early January
Certain behavioural nudges influence investors, regulator finds
Timing of bulk trades and poor record keeping results in disciplinary penalties
Comprehensive federal framework needed to provide comfort on crypto, Fitch says
Binding authority, single banking complaint body demanded
Firm settles IIROC allegation of inadequately supervising new-issue trading
New guidance tackles risks posed by finfluencers, gamification, social media
Regulators say proposal will be published in the coming year
B.C. court finds unregistered, unqualified advisor must be held to industry standards
Local regulators opened thousands of investigations, handed down millions in sanctions