Like Ontario and Saskatchewan, the province will restrict use of "financial planner" and "financial advisor"
Review to look at results of efforts to add sustainability factors to suitability, product governance requirements
Regulators seek to address liquidity issues that arose amid the pandemic
Newer charges need approval from Bahamian authorities before proceeding in U.S.
Regulating ESG rating providers is part of the new measures
CIRO says rep failed to meet gatekeeper obligations by ignoring suspicious trading
Disciplinary filing is a statutory requirement, not legally privileged, IPC rules
Regulator adopts series of measures to curb marketing, bolster investor protection
Efficient portfolio management costs continue to worry regulators
Chief justice finds motion is premature, directs receiver to address distribution issues