Bid for judicial review quashed, motion to summon top OSC brass rejected
European Securities and Markets Authority seeks to curb investors' fund costs
Former fund rep fined, banned by regulators for misappropriation
SRO expels brokerage over widespread regulatory violations
Best practices aim to address ETF sector's evolution over the past decade
Lawyers argue that all investors should be treated equally
Laurentian Bank Securities sanctioned for supervisory shortcomings
Applications due June 26 for the job of enhancing complaint handling
To calm fears, DBRS calls for the return of a crisis-era guarantee
No one-size-fits-all solution to protect investors from shell-company risks