Keyword: investor protection

142 results found
Crypto money

Former Coinbase product manager tipped off planned asset listings

court gavel regulatory

Man permanently banned; ordered to pay $300,000 in disgorgement, penalties and costs

Silver referee whistle

Record-setting payout follows tip that caused regulator to widen ongoing investigation, prompted action from a second federal agency

Megaphone

Rules aim to enhance systemic risk oversight and investor protection

Disclosure form

Investors to get more detailed disclosure of issuers' repurchase activity

Courts receive papers

Investors argue it would be unfair for them to subsidize other victims

UK flag

U.K. regulator curbs investor protections to attract issuers, placate bankers

Gavel

U.S. court orders US$3.4 billion in penalties and restitution in global forex fraud

Lady justice, gavel and law books.

Regulator will issue penalties, without hearings, for minor rule violations

Bag of money

Institutional investors seek distribution from failed fund manager