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court gavel regulatory

Ontario court rules that discount brokers' receipt of trailing commissions was not considered illegal before the June 2022 ban

Magnifying glass highlighting investment stock quotes in business section of newspaper.

Rep sought to bring funds she managed for clients to new business

Wooden gavel used by a judge or auctioneer

A former teller initiated the case in 2007

CIBC building downtown Toronto

Bank expects to record $850-million after-tax provision in Q1

gavel

Lawsuit claims advisors' payouts didn't include mandated vacation pay

Justitia, the goddess of justice

Motion to stay case alleging abuse of process to be heard in May

gavel on a wooden bench

Plaintiffs in proposed class action must show that active funds tracked index

gavel

A widow sued her brokerage firm, alleging it failed to tell her about a change in her husband's accounts

All eggs in one basket photography.

B.C. court finds unregistered, unqualified advisor must be held to industry standards