A disciplinary hearing in the matter of Bayant S. Dhindsa was held this week in Vancouver, British Columbia before a three-person hearing panel of the MFDA's Pacific Regional Council.
In its decision and reasons dated April 5, 2012, the hearing panel accepted the settlement agreement, and IAIG has paid a $25,000 fine and $2,500 in costs.
A settlement hearing in the matter of Jade Truman Kaiser Mason was held today in Halifax, Nova Scotia before a hearing panel of the MFDA's Atlantic Regional Council.
A disciplinary hearing in the matter of Conrad Arthur Nunweiler concluded recently in Vancouver, British Columbia, before a three-person hearing panel of the MFDA's Pacific Regional Council.
A settlement hearing in the matter of Anu Bala Jain was held today in Toronto, Ontario before a hearing panel of the MFDA's Central Regional Council.
A hearing panel of the MFDA’s Central Regional Council has issued its decision and reasons in connection with the disciplinary hearing held in Toronto, Ontario on February 6, 2012 in the matter of Muchoki Fungai Simba. In its decision and reasons, the hearing panel found that the three allegations made against the respondent in the […]
MFDA hearing panel accepts settlement agreement, including $7,500 fine and $2,500 in costs.
A settlement hearing in the matter of Investia Financial Services Inc. was held in Toronto, Ontario before a hearing panel of the MFDA's Central Regional Council.
A settlement hearing in the matter of FundEX Investments Inc. was held in Toronto, Ontario before a hearing panel of the MFDA's Central Regional Council.
A settlement hearing in the matter of W. H. Stuart Mutuals Ltd. was held today in Toronto, Ontario before a hearing panel of the MFDA's Central Regional Council.