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Keyword: Regulation

1015 results found
Canada and USA Flag

Ontario court allows U.S. shareholders to pursue both cases

Sneaky thieves

ESMA says novel abuses need to be addressed for DeFi sector to grow

Chateau Frontenac in Quebec city, Canada

AMF, provincial government approve delegation of powers to SRO

Financial Services Regulatory Authority of Ontario logo

The clampdown includes the sale of unsuitable universal life policies

stack of documents or files, overload of paperwork on black background

Regulators to marry changes to disclosure rules with electronic access

Thief

Convicted fraudsters banned by Ontario tribunal

Interconnected ESG

Firms not disclosing investments' negative ESG impact, Paris alignment

Bitcoin, Litecoin and Ethereum

World Federation of Exchanges calls for crypto trading to face similar standards as traditional markets

Business people working in a conference room

Canada remained the last G20 country without conduct standards for OTC derivatives markets

Increasing percentage

Fees for investment dealers to rise 6.4%, annual report says