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Keyword: Regulation

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The statue of Liberty and Manhattan, New York City

Worse than expected stress in U.S. financial sector could weigh on sovereign, Moody's says

Old architecture at dusk on street in Old Montreal in Canada

Exchange proposes new client ID requirements

Two golden coins - Bitcoin and Ethereum

Proposed changes look to tighten financial oversight

Washington DC stock photo

Barr anticipates higher capital, liquidity standards needed for American banks with more than $100B

Wooden gavel used by a judge or auctioneer

Firm seeks to suspend the limitation period on potential claims against advisors and dealers

Stack of cryptocurrencies in a circle on the motherboard

Regulator alleges the company told U.S. investors how to avoid controls

Business people working in a conference room

SVB's March 10 collapse in a bank run was the second-largest in U.S. history

confusing array of advisor titles

A lack of rigour and competing credentials may create a race to the bottom, critics say

The New Brunswick Legislative Building in Fredericton

Like Ontario and Saskatchewan, the province will regulate "financial advisor" and "financial planner"

audit

The firm updated marketing information published prior to the emergence of ESG guidance