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Keyword: Regulation

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Stack of cryptocurrencies in a circle on the motherboard

Regulators in North America believe more than $1 billion has been lost to crypto scammers since 2021

CIBC building downtown Toronto

In December, OSFI raised banks' capital requirements by half a percentage point

audit

Fines levied against reps last year soared to $7.9 million from $938,000 in 2021

gavel

Lawsuit claims advisors' payouts didn't include mandated vacation pay

Business people working in a conference room

The new agency has a website but its name will come later

ESG letters

Criteria need to be strict enough to be credible, without being too tough for fund managers

Banks

Bank sanctioned over misconduct in auto lending and banking

Silver referee whistle

Regulator set aside timing requirements and ordered award for anonymous tips

  • By: Staff
  • December 19, 2022 December 19, 2022
  • 14:56
financial stock market graph on technology abstract background

Proposed reforms are likely to drive volume away from wholesalers and market makers, reports say

stock market price abstract

The regulator proposed reforms to enhance competition and boost investor protection