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Rain On Umbrella - Weather Concept

The regulator plans to phase in mandatory TCFD disclosure requirements

union jack national flag of the united kingdom (uk)

The FCA is seeking changes to address liquidity concerns revealed in March 2020

NYC Skyline

ESMA review finds clues to growing risk, says work needed to improve oversight

American businessman holding a pile of 100 dollar bills

Prominent cryptos losing their pegs is a wake up call to investors, regulators

Lawyer writing in legal book

The Canadian Securities Administrators have also launched a consultation on the new regulator's interim rules

gavel on a wooden bench

David Singh was sentenced to three and a half years in jail and ordered to pay $4.8 million in restitution

confusing array of advisor titles

As the province adjusts to titles regulation, we look at Quebec’s experience

Two golden coins - Bitcoin and Ethereum

The firm will pay a US$5.5-million penalty but did not admit or deny the SEC's findings

Bitcoin, Litecoin and Ethereum

The regulator added 20 staffers to its crypto enforcement team

Gavel

Firm violated B.C. law when it raised funds from Taiwanese investors, panel found