The "hybrid" regulation of ETFs makes it impossible to bring a class action for misrepresentation, court finds
An ESMA paper addressed behavioural "nudges" that lead to addictive trading
Bay Street and regulators are now in a relative calm after a regulatory storm
Advisor titles remain a concern for provincial securities authorities
The regulator is "actively" reviewing other applications, it said
Regulator must provide evidence of likely penalty before granting asset preservation orders
In a speech on Thursday, the U.S. Treasury Secretary also advocated for maintaining the dollar's prominence
Regulator details its compliance review priorities for the year ahead
The council's first priority is to advocate for a national strategy for cryptocurrency and digital assets
Ontario's regulator is expanding oversight reviews after a pilot effort found widespread shortcomings