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Keyword: Regulation

1015 results found
Gavel

Firm didn't reveal risks to its only asset until it was too late for investors, BCSC found

Parliament buildings in winter

Securities dealers, portfolio managers and investment counsellors are included in government efforts to cut off funding to protestors

Social media puzzle cube

European authorities call for "rapid action" to keep up with risks

Canadian insurers well positioned to deal with elevated risks from IFRS 17

Australia-opera-house

The Australian Securities and Investments Commission is looking at "regtech" technology solutions to monitor corporate disclosure

people and finance concept - customer with pen and paper writing application at bank office

Regulator proposes hefty new fee for OTC derivatives players while cutting fees for others. Comments are being accepted until April

Files being analyzed

The new guidance doesn't add requirements for fund managers, but shows where firms may be falling short of disclosure expectations

Justitia, the goddess of justice

The class action alleged CIBC failed to disclose U.S. subprime exposure during the financial crisis

Conceptual image of micro circuit Security concept

International regulators are consulting on measures for overseeing an increasingly digitized retail investment business

RUSSELLTATEDOTCOM / ISTOCKPHOTO. ICONS: 123RF STOCK PHOTO

Scenario analysis finds that delaying policy action raises the economic and financial sector impacts