Changes include clearer requirements for dealers to conduct investigations
The former Alberta resident operated a Ponzi scheme through his Ontario business
The regulator is stepping up public disclosure of disciplinary actions
The former rep was also ordered to pay a $500,000 fine for securities violations
FCA launching series of studies in response to anti-competitive concerns
Clients lost over $1 million on risky options strategy in market crash
Stories of "crypto millionaires" have led to big bets and big losses
Consolidation may make it tougher for troubled firms to find merger partners
Randhawa to oversee innovation, modernization and outreach in new role
The MFDA also issued a permanent ban to the former branch manager in Alberta