Proposed legislation doesn't keep up with a changing securities landscape, the think tank argues
ETFs were exempt until this week from a change to the allocation to redeemers methodology, but new legislation hasn't been introduced
The question of onus deserves a hearing, B.C. court finds
The SRO provides clarity ahead of new year-end requirements, noting how products, fees and even ESG should be discussed
Collecting regulatory sanctions just got harder
Court filings indicate losses could top $580 million
Eric Jacob brings 20 years of industry leadership to the role
New members bring audit and ESG experience to the commission
The U.S. Federal Reserve calls for improved margin and risk management efforts
Amid a flood of filings, OSC dials back delivery times